Notification regarding unquoted securities - AU1
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
THE AGENCY GROUP AUSTRALIA LTD
Date of this announcement
Thursday November 30, 2023
The +securities the subject of this notification are:
Other
Total number of +securities to be issued/transferred
Total number of
ASX +security +securities to be
code Security description issued/transferred Issue date
New class - code Options exercisable at 5 cents expiring 30-Nov 1,500,000 30/11/2023
to be confirmed 2026
Refer to next page for full details of the announcement
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
THE AGENCY GROUP AUSTRALIA LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number
ABN 52118913232
1.3 ASX issuer code
AU1
1.4 The announcement is
New announcement
1.5 Date of this announcement
30/11/2023
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
Please specify
Options issued as part fee consideration under an agreement to provide services
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
does not have an existing ASX security code ("new class")
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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
New +securities
ASX +security code +Security description
New class - code to be confirmed Options exercisable at 5 cents expiring 30-Nov 2026
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
30/11/2023
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Options Details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.05000000 30/11/2026
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
Ordinary Fully Paid Shares
Any other information the entity wishes to provide about the +securities the subject of this notification
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
Issued under an agreement as part fee consideration for services to be provided.
Issue details
Number of +securities
1,500,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
in lieu of cash for services
Purpose of the issue
To pay for services rendered
Additional Details
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
ASX +security code and description +securities on issue
AU1 : ORDINARY FULLY PAID 428,576,589
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
AU1AF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 20,000,000
AU1AG : PERFORMANCE SHARES 11,000,000
New class - code to be confirmed : Options exercisable at 5 cents expiring 30-Nov 2026 1,500,000
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
No
5.2b Are any of the +securities being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
Yes
5.2b.1 How many +securities are being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
1500000
5.2c Are any of the +securities being issued without +security holder approval using the
entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?
No
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