Notification regarding unquoted securities - AU1
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
THE AGENCY GROUP AUSTRALIA LTD
Date of this announcement
Monday April 11, 2022
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
Total number of
ASX +security +securities to be
code Security description issued/transferred Issue date
New class - code Class A Performance Shares 8,000,000 11/04/2022
to be confirmed
New class - code Class B Performance Shares 3,000,000 11/04/2022
to be confirmed
Refer to next page for full details of the announcement
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
THE AGENCY GROUP AUSTRALIA LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number
ACN 118913232
1.3 ASX issuer code
AU1
1.4 The announcement is
New announcement
1.5 Date of this announcement
11/4/2022
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
does not have an existing ASX security code ("new class")
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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
ASX +security code +Security description
New class - code to be confirmed Class A Performance Shares
+Security type ISIN code
Other
Date the +securities the subject of this notification were issued
11/4/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Paul Niardone Paul Niardone 8,000,000
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://www2.asx.com.au/markets/trade-our-cash-market/announcements.au1
29 Dec 2021 Notice of AGM Schedule 3
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://www2.asx.com.au/markets/trade-our-cash-market/announcements.au1
29 Dec 2021 Notice of AGM Schedule 5
Any other information the entity wishes to provide about the +securities the subject of this notification
Reference to Appendix 3B lodged with ASX 29 Dec 2021
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Issue details
Number of +securities
8,000,000
ASX +security code +Security description
New class - code to be confirmed Class B Performance Shares
+Security type ISIN code
Other
Date the +securities the subject of this notification were issued
11/4/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Paul Niardone Paul Niardone 3,000,000
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://www2.asx.com.au/markets/trade-our-cash-market/announcements.au1
29 Dec 2021 Notice of AGM Schedule 3
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://www2.asx.com.au/markets/trade-our-cash-market/announcements.au1
29 Dec 2021 Notice of AGM Schedule 5
Any other information the entity wishes to provide about the +securities the subject of this notification
Reference to Appendix 3B lodged with ASX 29 Dec 2021
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Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Issue details
Number of +securities
3,000,000
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
ASX +security code and description +securities on issue
AU1 : ORDINARY FULLY PAID 428,576,589
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
AU1AF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 30,000,000
New class - code to be confirmed : Class A Performance Shares 8,000,000
New class - code to be confirmed : Class B Performance Shares 3,000,000
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
Yes
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
28/1/2022
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