Change of Director's Interest Notice x 2
Download the PDFPreparing the document viewer…
Read the announcement as text
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED
ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Adam Davey
Date of last notice 10 October 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 4 April 2022
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held prior to change DIRECT
266,667 Performance Shares
INDIRECT
32,516 Ordinary Shares
Held by Court Securities Pty Ltd (Director &
Beneficiary)
135 Ordinary Shares
Held by Mr Adam Davey <Tony Leibowitz &
Noah Davey> (Trustee)
16,108 Ordinary Shares
Held by Mr Adam Davey & Mrs Marisa Davey
<The Davey Super Fund A/C> (Beneficiary)
1,105,493 Ordinary Shares
333,333 Options exercisable at 30 cents
expiring 11 Jan 2022
Held by Mr Adam Davey <Shenton Park
Investments A/C> (Beneficiary)
55 Ordinary Shares
Held by Mrs Marisa Davey (Spouse)
Class 1. Ordinary Shares
2. Performance Shares
3. Options exercisable at 30 cents expiring
11 Jan 2022
Number acquired 1. 1 Ordinary Share on conversion of
266,667 Performance Shares on non-
vesting/expiry.
Number disposed 2. Expiry and non-vesting of 266,667
Performance Shares
3. Expiry of 333,333 Options exercisable at
30 cents expired 11 Jan 2022
Value/Consideration -
Note: If consideration is non-cash, provide details and estimated
valuation
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change, DIRECT
1 Ordinary Share
INDIRECT
32,516 Ordinary Shares
Held by Court Securities Pty Ltd (Director &
Beneficiary)
135 Ordinary Shares
Held by Mr Adam Davey <Tony Leibowitz &
Noah Davey> (Trustee)
16,108 Ordinary Shares
Held by Mr Adam Davey & Mrs Marisa Davey
<The Davey Super Fund A/C> (Beneficiary)
1,105,493 Ordinary Shares
Held by Mr Adam Davey <Shenton Park
Investments A/C> (Beneficiary) tfrd
18/8/21
55 Ordinary Shares
Held by Mrs Marisa Davey (Spouse)
Nature of change 1. Expiry of Performance Shares on non-
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back vesting and converted to 1 ordinary share
2. Expiry of Options
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable.
(if issued securities)
Date of change Not applicable.
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
No. and class of securities to which Not applicable.
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable.
Note: If consideration is non-cash, provide details and
an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the Not applicable.
trade to proceed during this period?
If prior written clearance was provided, on what date was Not applicable.
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED
ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Paul Niardone
Date of last notice 8 October 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest Direct & Indirect
Nature of indirect interest 1.) Asset Corporate & Investor Relations
(including registered holder) Pty Ltd Trading as Chapter One
Note: Provide details of the circumstances giving rise to the relevant
interest. Advisors
(Director and beneficiary)
2.) Trindis Pty Ltd (Director &
Beneficiary)
Date of change 4 April 2022
11 April 2022 – Performance Shares
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held prior to change INDIRECT
Trindis Pty Ltd (Director & Beneficiary)
3,186,951 Ordinary Shares
411,111 Performance Shares
Spouse
56 Ordinary Shares
Asset Corporate & Investor Relations Pty Ltd
Trading as Chapter One Advisors
(Director and beneficiary)
1,052,016 Ordinary Shares
Class Fully paid ordinary shares
Class A Performance Shares
Class B Performance Shares
Number acquired 1.) 1 Ordinary Shares on conversion of
411,111 Performance Shares on
non-vesting/expiry.
2.) 8,000,000 Class A Performance
Shares
3.) 3,000,000 Class B Performance
Shares
Number disposed - Expiry and non-vesting of 411,111
Performance Shares
- No longer a related party of Asset
Corporate & Investor Relations Pty Ltd
Trading as Chapter One Advisors holding
1,052,016 Ordinary Shares
Value/Consideration 1. Nil
Note: If consideration is non-cash, provide details and estimated
valuation
2. With reference to the NoM for AGM held
on 28 January 2022 – schedule 4
Class A - $408,000
Class B - $130,050
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change, DIRECT
1 Ordinary Share
8,000,000 Class A Performance Shares
3,000,000 Class B Performance Shares
INDIRECT
Trindis Pty Ltd (Director & Beneficiary)
3,186,951 Ordinary Shares
Spouse
56 Ordinary Shares
Nature of change 1. Expiry of Performance Shares on non-
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back vesting and converted to 1 ordinary share
2. Issue of Class A & Class B Performance
Shares in line with shareholder approval
received at its AGM held on 28 Jan 2022,
Resolution 5.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable.
(if issued securities)
Date of change Not applicable.
No. and class of securities to which Not applicable.
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Value/Consideration Not applicable.
Note: If consideration is non-cash, provide details and
an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the Not applicable.
trade to proceed during this period?
If prior written clearance was provided, on what date was Not applicable.
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011