Notification regarding unquoted securities - AU1
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
THE AGENCY GROUP AUSTRALIA LTD
Date of this announcement
Tuesday November 30, 2021
The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that
are not quoted, and are not intended to be quoted, on ASX
Total number of +securities to be issued/transferred
Total number of
ASX +security +securities to be
code Security description issued/transferred Issue date
AU1AF OPTION EXPIRING VARIOUS DATES EX 30,000,000 30/11/2021
VARIOUS PRICES
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted 1/6
Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
THE AGENCY GROUP AUSTRALIA LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number
ABN 52118913232
1.3 ASX issuer code
AU1
1.4 The announcement is
New announcement
1.5 Date of this announcement
30/11/2021
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that
are not quoted, and are not intended to be quoted, on ASX
Previous Appendix 3B details:
Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
23-Mar-2021 10:09 New - Proposed issue of Securities - A placement or other type of issue
AU1
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the
Appendix 3B?
No
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been
notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description
AU1AF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Date the +securities the subject of this notification were issued
30/11/2021
Any other information the entity wishes to provide about the +securities the subject of this notification
Vested Options as at 29 Nov 2021 expiring 30-Sep 2022 exercisable at 5 cents
Refer ASX Announcement dated 23 march 2021 titled 'The Agency Group appoints Geoff Lucas as Group CEO'.
Issue details
Number of +securities
10,000,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
nil
ASX +security code and description
AU1AF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Date the +securities the subject of this notification were issued
30/11/2021
Any other information the entity wishes to provide about the +securities the subject of this notification
Unvested Options - vesting 29 Sep 2022 expiring 29-Sep 2023 exercisable at 7.5 cents.
Refer ASX Announcement dated 23 march 2021 titled 'The Agency Group appoints Geoff Lucas as Group CEO'.
Notification of Issue, Conversion or Payment up of Unquoted 4/6
Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Issue details
Number of +securities
10,000,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Nil
ASX +security code and description
AU1AF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Date the +securities the subject of this notification were issued
30/11/2021
Any other information the entity wishes to provide about the +securities the subject of this notification
Unvested Options - vesting 29 Sep 2023 expiring 29-Sep 2024 exercisable at 10 cents.
Refer ASX Announcement dated 23 march 2021 titled 'The Agency Group appoints Geoff Lucas as Group CEO'.
Issue details
Number of +securities
10,000,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Nil
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Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
ASX +security code and description +securities on issue
AU1 : ORDINARY FULLY PAID 428,576,584
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
AU1AF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 30,333,333
AU1AD : PERFORMANCE SHARES 1,555,558
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