Change of Director's Interest Notice x 5
Download the PDFPreparing the document viewer…
Read the announcement as text
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED
ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Adam Davey
Date of last notice 24 January 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest. Mr Adam Davey <Shenton Park Investments
A/C> (Beneficiary)
Date of change 3 October 2019
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held prior to change DIRECT
266,667 Performance Shares
INDIRECT
32,516 Ordinary Shares
4,762 Options, exercisable at $4.50 expiring
30 Apr 2019
Held by Court Securities Pty Ltd (Director &
Beneficiary)
135 Ordinary Shares
Held by Mr Adam Davey <Tony Leibowitz &
Noah Davey> (Trustee)
16,108 Ordinary Shares
Held by Mr Adam Davey & Mrs Marisa Davey
<The Davey Super Fund A/C> (Beneficiary)
108 Ordinary Shares
333,333 Options exercisable at 30 cents
expiring 11 Jan 2022
Held by Mr Adam Davey <Shenton Park
Investments A/C> (Beneficiary)
55 Ordinary Shares
Held by Mrs Marisa Davey (Spouse)
Class Fully paid ordinary shares
Number acquired 1,015,385 Ordinary Shares
Number disposed Nil.
Value/Consideration $66,000 (Non-Cash)
Note: If consideration is non-cash, provide details and estimated
valuation
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change, DIRECT
266,667 Performance Shares
INDIRECT
32,516 Ordinary Shares
4,762 Options, exercisable at $4.50 expiring
30 Apr 2019
Held by Court Securities Pty Ltd (Director &
Beneficiary)
135 Ordinary Shares
Held by Mr Adam Davey <Tony Leibowitz &
Noah Davey> (Trustee)
16,108 Ordinary Shares
Held by Mr Adam Davey & Mrs Marisa Davey
<The Davey Super Fund A/C> (Beneficiary)
1,105,493 Ordinary Shares
333,333 Options exercisable at 30 cents
expiring 11 Jan 2022
Held by Mr Adam Davey <Shenton Park
Investments A/C> (Beneficiary)
55 Ordinary Shares
Held by Mrs Marisa Davey (Spouse)
Nature of change Off-market issue of shares in lieu of Directors
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
fees, as approved by Shareholders at a
General Meeting held on 23-Sep19
Resolution 22.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable.
(if issued securities)
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Date of change Not applicable.
No. and class of securities to which Not applicable.
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable.
Note: If consideration is non-cash, provide details and
an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the Not applicable.
trade to proceed during this period?
If prior written clearance was provided, on what date was Not applicable.
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED
ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Andrew Jensen
Date of last notice 20 February 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest. Andrew Paul Jensen and Kate Jensen ATF
A&K Jensen Super Fund A/C>
(Beneficiary)
Date of change 3 October 2019
No. of securities held prior to change INDIRECT
48,249 Ordinary Shares
Andrew Paul Jensen and Kate Jensen ATF
A&K Jensen Super Fund A/C>
(Beneficiary)
32,166 Ordinary Shares
Kate Jensen
(Spouse)
Class Fully paid ordinary shares
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Number acquired 1,823,077 Ordinary Shares
Number disposed Nil.
Value/Consideration $118,500 (Non-Cash)
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change, INDIRECT
1,871,326 Ordinary Shares
Andrew Paul Jensen and Kate Jensen ATF
A&K Jensen Super Fund A/C>
(Beneficiary)
32,166 Ordinary Shares
Kate Jensen
(Spouse)
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Nature of change Off-market issue of shares in lieu of Directors
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
fees, as approved by Shareholders at a
General Meeting held on 23-Sep19
Resolution 20.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable.
(if issued securities)
Date of change Not applicable.
No. and class of securities to which Not applicable.
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable.
Note: If consideration is non-cash, provide details and
an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the Not applicable.
trade to proceed during this period?
If prior written clearance was provided, on what date was Not applicable.
this provided?
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED
ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director John Kolenda
Date of last notice 24 January 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest 1.) Daring Investments Pty Ltd (Director
(including registered holder) and shareholder)
Note: Provide details of the circumstances giving rise to the relevant
interest. 2.) Daring Investments Pty Ltd <Kolenda
Family A/C> (Director and
beneficiary)
Date of change 1.) 1 October 2019
2.) 3 October 2019
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held prior to change DIRECT
266,667 Performance Shares
INDIRECT
7,987,599 Ordinary Shares
Held by Daring Investments Pty Ltd (Director
and shareholder)
9,633,333 Ordinary Shares
Held by Daring Investments Pty Ltd <Kolenda
Family A/C> (Director and beneficiary)
Class Fully paid ordinary shares
Options exercisable at $0.065 on or before
31 December 2020
Number acquired
1.) 5,782,551 Ordinary Shares
2,891,275 Options
2.) 1,346,061 Ordinary Shares
Number disposed Nil.
Value/Consideration 1.) $375,866 (Non-cash)
Note: If consideration is non-cash, provide details and estimated
valuation
2.) $ 87,494 (Non-cash)
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change, DIRECT
266,667 Performance Shares
INDIRECT
13,770,150 Ordinary Shares
Held by Daring Investments Pty Ltd (Director
and shareholder)
10,979,394 Ordinary Shares
Held by Daring Investments Pty Ltd <Kolenda
Family A/C> (Director and beneficiary)
Nature of change 1.) Off-market conversion of
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
outstanding principal of loans to the
Company, as approved by
Shareholders at a General Meeting
held on 23-Sep19 Resolution 15.
2.) Off-market issue of shares in lieu of
Director fees, as approved by
Shareholders at a General Meeting
held on 23-Sep19 Resolution 21.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Name of registered holder Not applicable.
(if issued securities)
Date of change Not applicable.
No. and class of securities to which Not applicable.
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable.
Note: If consideration is non-cash, provide details and
an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the Not applicable.
trade to proceed during this period?
If prior written clearance was provided, on what date was Not applicable.
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED
ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Matt Lahood
Date of last notice 13 February 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest Teldar Real Estate Pty Ltd <MJ Lahood
(including registered holder) Family A/C>
Note: Provide details of the circumstances giving rise to the relevant
interest. (Director and Beneficiary)
Date of change 1 Oct 2019
No. of securities held prior to change
INDIRECT
5,105,702 Ordinary Shares
Teldar Real Estate Pty Ltd <MJ Lahood Family
A/C>
(Director and Beneficiary)
329,805 Ordinary Shares
BNP Paribus Nominees Pty Ltd <IB AU Noms
Retail Client DRP>
(Beneficiary)
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Class Fully paid ordinary shares
Options exercisable at $0.065 on or before
31 December 2020
Number acquired 19,244,088 Ordinary Shares
9,622,044 Options
Number disposed Nil.
Value/Consideration $1,250,866 (Non-cash)
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change,
INDIRECT
24,349,790 Ordinary Shares
9,622,044 Options exercisable at $0.065 on
or before 31 December 2020
Teldar Real Estate Pty Ltd <MJ Lahood Family
A/C>
(Director and Beneficiary)
329,805 Ordinary Shares
BNP Paribus Nominees Pty Ltd <IB AU Noms
Retail Client DRP>
(Beneficiary)
Nature of change Off-market conversion of outstanding
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
principal of loans to the Company, as
approved by Shareholders on 23-Sep19
Resolution 16
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable.
(if issued securities)
Date of change Not applicable.
No. and class of securities to which Not applicable.
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable.
Note: If consideration is non-cash, provide details and
an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the Not applicable.
trade to proceed during this period?
If prior written clearance was provided, on what date was Not applicable.
this provided?
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED
ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Paul Niardone
Date of last notice 13 February 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest 1.) Asset Corporate & Investor Relations
(including registered holder) Pty Ltd Trading as Chapter One
Note: Provide details of the circumstances giving rise to the relevant
interest. Advisors
(Director and beneficiary)
2.) Trindis Pty Ltd (Director &
Beneficiary)
Date of change 1.) 1 Oct 2019
2.) 3 Oct 2019
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held prior to change
INDIRECT
Trindis Pty Ltd (Director & Beneficiary)
1,391,269 Ordinary Shares
116,237 Performance Shares
Spouse
56 Ordinary Shares
Asset Corporate & Investor Relations Pty Ltd
Trading as Chapter One Advisors
(Director and beneficiary)
84,500 Ordinary Shares
Class Fully paid ordinary shares
Options exercisable at $0.065 on or before
31 December 2020
Number acquired 1.) 967,516 Ordinary Shares
99,142 Options exercisable at
$0.065 on or before 31
December 2020
2.) 1,795,682 Ordinary Shares
Number disposed Nil.
Value/Consideration 1.) a.) 769,231 Ordinary Shares (Non-
Note: If consideration is non-cash, provide details and estimated
valuation
Cash) issued in consideration of
services provided valued at $50,000
owing for consulting services
provided.
b.) 198,285 Ordinary Shares and
99,142 Options subscribed under the
Shortfall & Entitlement Issue
Prospectus dated 2-Sep19
consideration paid of $12,889
2.) $116,719 (Non-cash)
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change,
INDIRECT
Trindis Pty Ltd (Director & Beneficiary)
3,186,951 Ordinary Shares
116,237 Performance Shares
Spouse
56 Ordinary Shares
Asset Corporate & Investor Relations Pty Ltd
Trading as Chapter One Advisors
(Director and beneficiary)
1,052,016 Ordinary Shares
99,142 Options exercisable at $0.065 on
or before 31 December 2020
Nature of change 1. a.) 769,231 Ordinary Shares (Non-Cash)
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
issued in consideration for consulting
services provided.
b.) 198,285 Ordinary Shares and 99,142
Options subscribed under the
Shortfall & Entitlement Issue
Prospectus dated 2-Sep19
2. Issue of shares in lieu of Directors
fees, as approved by Shareholders at
a General Meeting held on 23-Sep19
Resolution 19.
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable.
(if issued securities)
Date of change Not applicable.
No. and class of securities to which Not applicable.
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable.
Note: If consideration is non-cash, provide details and
an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the Not applicable.
trade to proceed during this period?
If prior written clearance was provided, on what date was Not applicable.
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011